Kleinberg Kaplan Partners Christian Gloger and Richard Guidice, Jr. Featured in Think Advisor
Kleinberg Kaplan Partners Christian Gloger and Richard Guidice, Jr. were featured in a Think Advisor article, “How Advisors Can Get Ready for New SEC Marketing Rule,” discussing important considerations ahead of the November 4 compliance date for the new SEC Marketing Rule.
The article highlighted key takeaways from Christian’s and Rich’s earlier webinar on the same topic. This webinar was the first episode in Kleinberg Kaplan’s Private Funds: The Essential Series which covers foundational topics in private funds for startups to established fund managers (and everyone in between).