Fund managers may be required to file Treasury International Capital (“TIC”) Form SHL, Report of Foreign-Residents’ Holdings of U.S. Securities, Including Selected Money Market Instruments (SHL (2024)) by August 30, 2024, based on the fair value (determined as of June 28, 2024) of certain U.S. securities issued to foreign persons. This client alert focuses on…
Practices
Education
New York University School of Law (LL.M., 2019)
The George Washington University Law School, (J.D., 2018)
Honors Graduate / Thurgood Marshall Scholar
Lafayette College, (B.A., 2009)
Bar Admissions
New York, 2020
Insights
Certain Fund Managers May Be Required to File TIC Form SHL by August 30, 2024
August 7, 2024Client AlertsWhat Fund Managers Need to Know about the Recent Changes to the QPAM Exemption under ERISA
August 5, 2024Client AlertsThe U.S. Department of Labor (the “DOL”) recently amended the qualified professional asset manager (“QPAM”) exemption. The QPAM exemption is commonly relied on by fund managers that manage “plan assets” either through separately managed accounts or funds that exceed the 25% benefit plan investor test. If a manager is a QPAM, then certain transactions that…