PRACTICE AREA - Commodities


Kleinberg Kaplan represents commodity pool operators and commodity trading advisors who exclusively trade commodity futures and option contracts, as well as clients who trade in the commodity futures markets as part of their overall trading program. Our clients provide commodity trading advice in managed account as well as commodity pool formats. We also represent both guaranteed and non-guaranteed Introducing Brokers.

We advise our clients on:

  • Structuring commodity pools and other investment entities
  • Regulatory and compliance matters
  • Preparing disclosure documents, subscription materials and offering memorandums
  • CPO, CTA and IB registration issues, including preparing registration materials and claiming exemptions from registration where possible
  • Drafting and negotiating managed account agreements



WordPress Video Lightbox