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Kleinberg Kaplan Marks 50th Anniversary as Premier Law Firm for Private Investment Funds

Firm News | November 1, 2021

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Kleinberg Kaplan Continues Expansion of Hedge Fund Practice with Addition of Attorney Jared Gianatasio

Jared has extensive experience representing market participants in the structuring and documentation of complex over-the-counter and exchange-traded derivatives transactions. This includes developing, drafting and negotiating highly structured derivative and repurchase agreements, master trading agreements/confirmations and other account documentation for derivatives and other financial products. He also represents hedge funds in fund formation matters. On the…

Firm News | November 5, 2014

SEC Charges Nearly Three Dozen Insiders for Delinquent Schedule 13D/13G and Form 4 Filings

On September 10, 2014, the Securities and Exchange Commission (“SEC”) announced charges against 28 officers, directors or major shareholders for delinquent Schedule 13D/13G and/or Form 41 filings in violation of federal securities laws requiring them to promptly report information about their holdings and transactions in company stock. The SEC also charged six publicly-traded companies for…

Client Alerts | October 21, 2014 | Securities and Corporate Finance | Hedge Funds

CFTC Issues Exemptive Relief for Funds Using General Solicitation Pursuant to SEC Rule

In a long-awaited action, on September 9th the Division of Swap Dealer and Intermediary Oversight of the Commodities Futures Trading Commission (“CFTC”) issued an exemptive letter providing relief for private investment funds using general solicitation pursuant to Securities and Exchange Commission (“SEC”) Rule 506(c). Rule 506(c), which was issued last year pursuant to the Jumpstart…

Client Alerts | October 9, 2014 | Securities and Corporate Finance | Hedge Funds