Firm News | November 1, 2021
Kleinberg Kaplan Partner Phil Gross was recently published in Bloomberg Tax’s year-end series featuring the top submissions covering tax tips and topics to watch out for in the new year. The article, “Tax Tip: Planning for the Excess Business Loss Rules,” discusses important considerations in planning for excess business loss (“EBL”) in light of potential…
Firm News | January 3, 2022 | High Net Worth Individual Planning | Business Advice and Planning | Hedge Funds
This annual client alert briefly highlights certain tax issues and planning that hedge fund managers and high-net-worth individuals should consider (or reconsider) before the end of 2021. Although year-end tax planning is always important, the potential increase in tax rates in 2022 and other potential tax changes make it even more important this year-end. The…
Client Alerts | December 7, 2021 | High Net Worth Individual Planning | Hedge Funds | Private Equity Funds
Tax Planning for Fund Managers and Other High-Net-Worth Individuals Earlier this year, New York State enacted a new elective pass-through entity tax (the “PTET”). The PTET generally allows individuals who are members of pass-through entities to effectively receive a federal deduction for New York State income taxes that they would otherwise not be able to deduct. On…
Client Alerts | September 1, 2021 | Hedge Funds | Private Equity Funds
Kleinberg Kaplan client, Paulson & Co., Inc., was a lead investor in a recent Series E Preferred Share capital raise for Ambri Inc., a developer of a new battery technology that will enable power grids to operate more efficiently using stored renewable resources. The funds from this round will be used in new manufacturing facilities…
Firm News | August 18, 2021 | Mergers & Acquisitions | Investment Management | Hedge Funds
On June 17, 2021, the U.S. Securities and Exchange Commission (the “SEC”) issued an order (the “Order”1) increasing the dollar amount tests in order to qualify as a “qualified client” in Rule 205-3 (the “Rule”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). As described below, these changes will be effective…
Client Alerts | August 2, 2021 | Investment Management | Hedge Funds | Private Equity Funds
New York, June 17, 2021 – Premier boutique law firm Kleinberg Kaplan was recognized in the latest edition of The Legal 500: United States for its Hedge Funds and Investor Activism practices. The Hedge Funds practice was celebrated for advising a wide range of fund managers on large capital commitment facilities, as well as spin-outs and set-up issues for new managers.…
Firm News | June 17, 2021 | Hedge Funds | Investor Activism
Firm ranked in Hedge Funds category; three partners individually honored New York, May 20, 2021 — Premier boutique law firm Kleinberg Kaplan announced that it has been recognized by Chambers USA 2021 as a leading firm. The firm was again included in the “Hedge Funds (USA – Nationwide)” category, and three Kleinberg Kaplan partners were individually…
FEATURED PUBLICATION | May 20, 2021 | Hedge Funds | Investor Activism
Each year, we send an annual newsletter to our clients and friends regarding Section 475(f) mark-to-market elections. A 475(f) election must be made by partnerships early in the year (by March 15, 2021, for 2021) and can be overlooked while people are focused on preparing tax returns for the prior year. A 475(f) election generally…
Client Alerts | March 4, 2021 | Hedge Funds
Premier boutique law firm Kleinberg Kaplan has announced that David Pentlow has joined the firm as Senior Counsel in its Private Funds & Investment Management Practice. Mr. Pentlow has extensive experience representing private equity funds, hedge funds, real estate funds and other investors, financial institutions, and issuers – from start-ups to established public companies –…
Firm News | February 16, 2021 | Private Equity Funds | Hedge Funds | Real Estate Funds | Investment Management | Securities and Corporate Finance | Mergers & Acquisitions | Business Restructuring and Reorganization
Premier boutique law firm Kleinberg Kaplan announces the promotion of Joshua Guttman to partner effective January 1, 2021. Since 1971, New York-based Kleinberg Kaplan has been a leader in advising hedge and private equity funds, sophisticated business ventures, prominent real estate operators, and family offices. “I am pleased to announce the promotion of Josh Guttman to partner,”…
FEATURED PUBLICATION | January 4, 2021 | Hedge Funds | Private Equity Funds | Investment Management
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