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Partner, Jamie Nash provides insight in “CCOs cautioned on marketing violations following SEC alert”

Jamie Nash was quoted in an article in Fund Intelligence on November 16, 2017, about the SEC’s recent warning on common advertising-related violations. Jamie explained “The misleading selection of recommendations when [advisers show their] five best selections, and not the five worst, is often a problem advisers have when writing to investors about their performance,”…

Firm News | December 1, 2017

Kleinberg Kaplan Recognized by IFLR1000

Kleinberg Kaplan has been recognized for the 4th consecutive year by IFLR1000 in the areas of Hedge Funds and M&A. The firm’s Hedge Funds group is the only firm of its size ranked in the Top 3 tiers by IFLR for Hedge Funds. In addition, Kleinberg Kaplan’s M&A practice received “notable mention” for its work…

Firm News | October 19, 2017

Andrew S. Katzenberg presenting on “Qualifying Gifts to Charities Outside of the US”, Hawaii Tax Institute

Andrew S. Katzenberg will be presenting at the 54th Annual Hawaii Tax Institute on “Qualifying Gifts to Charities Outside of the United States for the Income Tax Charitable Deduction.” Andrew will be discussing the methods to obtain an income tax deduction when gifting abroad through public charities, fiscal sponsors and private foundations. To learn more…

Firm News | October 5, 2017

Sixteen Kleinberg Kaplan Attorneys Named as 2017 Super Lawyers or Rising Stars

We are pleased to announce that 16 of the firm’s attorneys were selected for inclusion in the 2017 edition of Super Lawyers®, a national legal ranking. Attorneys were nominated by their peers and recognized for their outstanding professional achievement in several legal practice areas including business/corporate, business litigation, estate & probate, mergers & acquisitions, real…

Firm News | September 28, 2017

Marc Rosen Quoted in Hedge Fund Law Report on Martoma Ruling, Changes in Law and Impact on S.E.C. Enforcement Actions

Kleinberg Kaplan Litigation chair Marc Rosen was quoted extensively by Hedge Fund Law Report concerning the industry-wide impact of the recent Martoma insider trading case ruling and the evolution of this body of law. The Second Circuit, in August, lowered the bar for the S.E.C. to pursue enforcement actions for insider trading violations by repudiating…

Firm News | September 18, 2017

Steve Sedgwick, host of CNBC’s Street Signs Europe, interviews Kleinberg Kaplan partner Christopher P. Davis about the recent rise of activist investing in Europe

Steve Sedgwick , host of CNBC’s Street Signs Europe, interviews Kleinberg Kaplan partner Christopher P. Davis about the recent rise of activist investing in Europe. Steve opens the segment by asking “Come on then Christopher, lay it on the line, why aren’t you the bad kids on the block here, looking to break down long…

Firm News | July 28, 2017

Kleinberg Kaplan assists with $60m Paraguay port project refinancing

As noted in Latin Lawyer, Kleinberg, Kaplan, Wolff & Cohen, PC in New York helped San Francisco S.A., obtain a credit line for port projects in Paraguay. Kleinberg Kaplan represented the borrower, San Francisco S.A., a port operator in Paraguay, in obtaining $60 million in refinancing and construction financing from a consortium of institutional development…

Firm News | July 18, 2017