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Kleinberg Kaplan Welcomes Norris Nissim as Partner in the Private Funds & Investment Management Practice

NEW YORK – June 1, 2026 – Kleinberg Kaplan announced that Norris Nissim has joined the Firm as a partner in its Private Funds & Investment Management practice. His arrival — along with other recent senior additions — reflects Kleinberg Kaplan’s continued investment in building further depth and sophistication around the evolving needs of its…

Kleinberg Kaplan Adds Experienced Corporate Finance Attorney Tiffanye Threadcraft

Threadcraft strengthens credit arm of corporate transactional & finance practice New York; April 9, 2026 – Premier New York-based boutique law firm Kleinberg Kaplan announced the addition of Tiffanye S. Threadcraft as senior counsel in the corporate transactional & finance practice. She arrives from Akin Gump. Ms. Threadcraft represents lenders and borrowers in a broad…

Firm News | April 9, 2026 | Securities and Corporate Finance | Special Situations and Credit

Section 16 Reporting Will Apply to Directors and Officers of Foreign Private Issuers Beginning March 18, 2026

Beginning March 18, 2026, amendments to Section 16(a) of the Securities Exchange Act of 1934 (the “Exchange Act”) will require directors and officers of foreign private issuers (“FPIs”) to file the same insider ownership and transaction reports that apply to insiders of many U.S. domestic issuers. The change applies regardless of whether the covered individuals…

Kleinberg Kaplan Announces Partner Promotions

January 5, 2026, NEW YORK – Premier New York-based boutique law firm Kleinberg Kaplan announces the promotion of two lawyers, Rita Fitch and Alexander Shiekman, to the firm partnership, effective January 1, 2026. Rita Fitch is a member of the Private Funds & Investment Management group. Based in Dallas, Rita advises a growing list of…

A Split in the Track: Transition from LIBOR – SOFR as Accepted New Benchmark Rate vs. Other Alternative Benchmark Rates

As discussed in our October 26, 2021 client alert, the ICE Benchmark Administration will cease to publish the USD LIBOR benchmarks on June 30, 2023,1 and the Alternative Reference Rates Committee (the “ARRC”) announced its recommendation that the forward-looking Secured Overnight Financing Rate (“SOFR”) term rates published by the CME Group should be utilized as…

December 6, 2021 | Securities and Corporate Finance | Special Situations and Credit | Derivatives

All Aboard! The Train Is Speeding Along: Transition from LIBOR – What Market Participants Need to Know About CME Term SOFR Licenses

As discussed in our January 29, 2021 client alert, the ICE Benchmark Administration will cease to publish the most widely used tenors of the USD LIBOR benchmarks on June 30, 2023.1 Additionally, financial institutions have been advised not to utilize the most widely used tenors of the USD LIBOR benchmarks for any financial products that…

Client Alerts | October 26, 2021 | Securities and Corporate Finance | Special Situations and Credit | Derivatives

The Train Has Left the Station: LSTA Issues Revised Secondary Trading Documentation To Reflect Transition from LIBOR

Effective January 27, 2021, the Board of the Loan Syndications and Trading Association (the “LSTA”) published a revised suite of trading documents to reflect the market’s transition from the use of the London Interbank Offered Rate (“LIBOR”) to the Secured Overnight Financing Rate (“SOFR”) or other alternative risk-free rates (“RFRs”) as a key benchmark for…

Client Alerts | January 29, 2021 | Securities and Corporate Finance | Special Situations and Credit | Derivatives

Helping Clients Navigate COVID-19 (Updating)

Kleinberg Kaplan is working closely with our clients to provide counsel and guidance during these unprecedented times. A selection of our recent thought leadership pieces related to the implications of COVID-19 includes: Corporate Considerations The PPP Just Got Better (June 10, 2020): Chris Davis, Dov Kleiner, Uri Rosenwasser and Benjamin Goldman discuss the key highlights of the…

Three for the Lenders

A series of recent decisions may provide boosts for the positions of lenders. Post-Petition Interest on an Oversecured Claim In re Family Pharmacy, Inc. held that Missouri law, like New York law, distinguishes between permissible default interest and impermissible penalties. However the case diverges from the majority view adopted by several circuit courts of appeal insofar…

Client Alerts | May 27, 2020 | Creditors’ Rights and Bankruptcy Litigation | Special Situations and Credit

NY Fed Announces First Subscription and Closing Dates for TALF 2.0 and Provides Expanded FAQ Responses

On May 20, 2020, the Federal Reserve Bank of New York (the “New York Fed”) announced June 17, 2020 as the first subscription date and June 25, 2020 as the first closing date of the Term Asset-Backed Loan Facility (“TALF 2.0”). The Board of Governors of the Federal Reserve System first authorized TALF 2.0 on March…

Client Alerts | May 21, 2020 | Investment Management | Special Situations and Credit