Insights

Filter By:

Kleinberg Kaplan Recognized in Chambers High Net Worth 2025

New York, July 28, 2025 — Premier boutique law firm Kleinberg Kaplan announced that it has been recognized by Chambers High Net Worth 2025 as a leading firm. The firm was included in the “Private Wealth Law: Mid-Market – New York” category. A source stated, “Kleinberg Kaplan has smart and creative lawyers who are very…

Firm News | July 29, 2025 | Estate Planning and Administration | Family Office | International Trusts & Estates Planning | Nonprofit and Tax-Exempt Organizations | Planning for Fund Managers | Tax Controversy | Trusts & Estates Litigation

SEC Sets Parameters of Family Office Exemption from Advisers Act Registration

The Securities and Exchange Commission (the “SEC”) has adopted a new rule, defining the term “family office” for purposes of exempting family offices from registration under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). Rule 202(a)(11)(G)-1, and Release No. 1A-3220. In adopting the final Rule, the SEC considered approximately 90 comment letters,…

Client Alerts | July 11, 2011 | Family Office | Securities and Corporate Finance | Hedge Funds