Proposed SEC Rule and Examination Priorities Target “Problematic Compensation Schemes” and “Opaque Reporting Practices” Private fund managers – especially managers of real estate, private equity, and private credit funds – have increasingly used affiliated service providers to perform various tasks for their funds or portfolio companies. Such tasks include asset-level due diligence, loan servicing, property…
URI SEGELMAN
ASSOCIATE
Uri Segelman focuses his practice on advising private fund advisers on the formation, structuring and on-going operation of a variety of private investment funds. Uri’s work experience with private investment funds extends to the development, negotiation and drafting of the organizational documents of such funds and the preparation of their offering materials.
Practices
Education
New York University School of Law (J.D., 2018)
Yeshiva University (B.A., summa cum laude, 2015)
Bar Admissions
New York
Insights
Private Fund Managers Must Prepare For Greater Scrutiny and Transparency Regarding Affiliated Service Provider Arrangements
June 13, 2023Client AlertsNFA Adopts Compliance Rule for Spot Digital Asset Commodity Activity
April 3, 2023Client AlertsOn March 29, 2023, the National Futures Association (“NFA”) announced the adoption of Compliance Rule 2-51: Requirements for Members and Associates Engaged in Activities Involving Digital Asset Commodities (the “New Rule”),1 which will implement anti-fraud, trading, and supervisory requirements for member firms, including firms registered with the Commodity Futures Trading Commission as commodity pool operators…
SEC Announces 2022 Examination Priorities
May 2, 2022Client Alerts, FEATURED PUBLICATIONOn March 30, 2022, the Division of Examinations (formerly known as the Office of Compliance Inspections and Examinations) (the “Division”) of the Securities and Exchange Commission (the “SEC”) announced its 2022 examination priorities for registered investment advisers (“RIAs”).1 The Division grouped the priorities into six general thematic areas: the operation of private investment funds; environmental,…