On February 7th, the Office of Compliance Inspections and Examinations (“OCIE“) of the Securities and Exchange Commission (the “SEC“) announced its 2018 examination priorities for registered investment advisers.[1] OCIE grouped the priorities into five general thematic areas: (1) protecting retail investors, concentrating on senior investors and retirement investments; (2) compliance and risks in critical market…
GABRIEL UNGER
ASSOCIATE
Gabriel Unger focuses his practice on the formation, structuring and on-going operation of private investment funds including guiding new and experienced managers through the formation of onshore and offshore investment vehicles. Gabriel’s work experience includes private investment fund structuring, investor consent matters, side letter negotiations, placement agent agreement negotiations, employment matters, subscription line facility structuring and disclosure documentation analysis and updates.
Practices
Education
Columbia Law School (J.D., 2015)
Yeshiva University (B.A., 2012)
Bar Admissions
New York
New Jersey