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Certain Fund Managers May Be Required To File TIC Form SHC By March 3, 2017

Publish Date: 02/22/17

Practice Areas: Tax, Hedge Funds,

Section 475(f) Mark-to-Market Election

Publish Date: 02/16/17

Practice Areas: Tax, Hedge Funds,

Swap Margin Requirements: CFTC Provides Limited Grace Period to September 1, 2017

Publish Date: 02/15/17

Practice Areas: Derivatives, Hedge Funds,

SEC Announces 2017 Examination Priorities

Publish Date: 02/01/17

Practice Areas: Hedge Funds,

SCOTUS Decides Highly-Anticipated Insider Trading Case, but Leaves Important Questions Unanswered

Publish Date: 12/08/16

Practice Areas: Litigation & Risk Management, Hedge Funds,

Hedge Funds – Tax Issues and Planning to Consider Before Year-End

Publish Date: 11/21/16

Practice Areas: Tax, Hedge Funds,

SEC Announces Examinations of RIAs for Whistleblower Rule Compliance

Publish Date: 11/09/16

Practice Areas: Hedge Funds,

SEC Proposes Amendments to Permit Universal Proxy Ballots in Contested Director Elections

Publish Date: 10/28/16

Practice Areas: Investor Activism, Hedge Funds,

Amendments to Form ADV and Investment Advisers Act Rules

Publish Date: 09/29/16

Practice Areas: Hedge Funds,

Changes to Delayed Compensation for LSTA Par/Near Par Trades

Publish Date: 09/08/16

Practice Areas: Bank Debt and Claims Trading, Hedge Funds,

Discounting Under Attack By IRS

Publish Date: 08/31/16

Practice Areas: Estate Planning And Administration,

Creating “Recovery Classes” to Help Raise Hedge Fund Investor Capital

Publish Date: 08/02/16

Practice Areas: Hedge Funds,

SEC Amends Rules Governing Administrative Enforcement Proceedings

Publish Date: 07/20/16

Practice Areas: Litigation & Risk Management, Hedge Funds,

Massive increase in HSR monetary penalties underlines the tremendous importance of proper compliance

Publish Date: 07/07/16

Practice Areas: Securities And Corporate Finance, Investor Activism,

SEC Increases Net Worth Threshold of “Qualified Client” Test

Publish Date: 07/07/16

Practice Areas: Securities And Corporate Finance, Hedge Funds,

The Value of Domestic Cooperation in Dealing with Foreign Corruption

Publish Date: 06/16/16

Practice Areas: Litigation & Risk Management, Securities And Corporate Finance,

What does it take to be voluntary?: Courts negate blocking director/member LLC provisions

Publish Date: 06/15/16

Practice Areas: Bankruptcy / Workout, Litigation & Risk Management,

Foreign Bank Account Reports (FBARs)

Publish Date: 05/31/16

Practice Areas: Tax, Hedge Funds,

DOJ Sends Message to Activist Hedge Funds on HSR Passive Investor Exemption

Publish Date: 04/05/16

Practice Areas: Mergers And Acquisitions, Investor Activism, Hedge Funds,

Stop the Presses: Court of Appeals Holds That Safe Harbor Blocks Creditor Fraudulent Conveyance Actions Against Tribune Shareholders

Publish Date: 03/31/16

Practice Areas: Bankruptcy / Workout, Litigation & Risk Management,

SEC Announces 2016 Examination Priorities

Publish Date: 02/10/16

Practice Areas: Hedge Funds,

Paved with Good Intentions: Court Explores Contours of “Actual Intent” Fraud

Publish Date: 02/09/16

Practice Areas: Bankruptcy / Workout, Litigation & Risk Management,

Section 475(f) Mark-to-Market Elections

Publish Date: 02/08/16

Practice Areas: Commodities, Tax, Securities And Corporate Finance, Hedge Funds,

Congress Passes Extenders Bill Affecting REITs

Publish Date: 12/21/15

Practice Areas: Tax,

The CFTC’s First Insider Trading Case: In The Matter of Arya Motazedi

Publish Date: 12/17/15

Practice Areas: Litigation & Risk Management, Hedge Funds,

Common Reporting Standard (“Global FATCA”) – New Self-Certification Forms

Publish Date: 12/16/15

Practice Areas: Tax, Hedge Funds,

Second Circuit Overturns Ex-Jefferies Trader’s Convictions for Securities Fraud and Other Charges

Publish Date: 12/10/15

Practice Areas: Litigation & Risk Management, Hedge Funds,

The Impact of the New Partnership Audit Rules on Hedge Funds and Private Equity Funds

Publish Date: 12/01/15

Practice Areas: Tax, Private Equity Funds, Hedge Funds,

Hedge Funds – Tax Issues and Planning to Consider Before Year-End

Publish Date: 11/18/15

Practice Areas: Tax, Hedge Funds,

New York Law Provisions of an Indenture Provide Eligibility for Chapter 15 Filing by Foreign Debtor

Publish Date: 11/05/15

Practice Areas: Bankruptcy / Workout, Litigation & Risk Management,

New York Investment Capital Identification Requirements Begin October 1, 2015

Publish Date: 09/28/15

Practice Areas: Tax, Hedge Funds,

IRS Extends Certain FATCA Deadlines

Publish Date: 09/25/15

Practice Areas: Tax, Hedge Funds,

Final and Temporary Regulations on Dividend Equivalent Withholding Are Issued

Publish Date: 09/22/15

Practice Areas: Tax, Hedge Funds,

Third Point HSR Settlement

Publish Date: 08/26/15

Practice Areas: Mergers And Acquisitions, Investor Activism, Hedge Funds,

Two Federal Judges in New York Reject Bids To Enjoin SEC Administrative Proceedings Against Securities Fraud Defendants

Publish Date: 07/01/15

Practice Areas: Litigation & Risk Management, Hedge Funds,

Supreme Court Declines to Review Safe Harbor Victory for Madoff Defendants

Publish Date: 06/24/15

Practice Areas: Bankruptcy / Workout, Litigation & Risk Management, Hedge Funds,

Federal Court Chips Away at SEC’s Use of In-House Administrative Proceedings Against Insider Trading Defendants

Publish Date: 06/11/15

Practice Areas: Litigation & Risk Management, Securities And Corporate Finance, Hedge Funds,

Foreign Bank Account Reports (FBARs)

Publish Date: 06/09/15

Practice Areas: Tax, Hedge Funds,

Cayman Islands Again Extends FATCA Registration and Reporting Deadlines

Publish Date: 05/22/15

Practice Areas: Tax, Hedge Funds,

SEC Issues Guidance Regarding Administrative Proceedings

Publish Date: 05/11/15

Practice Areas: Litigation & Risk Management, Hedge Funds,

Civil Insider Trading Case Survives Newman

Publish Date: 04/08/15

Practice Areas: Litigation & Risk Management, Securities And Corporate Finance,

Hedge Funds – Upcoming FATCA Compliance Deadlines

Publish Date: 04/07/15

Practice Areas: Tax, Hedge Funds,

Issuer Liability for Opinions in Registration Statements

Publish Date: 03/27/15

Practice Areas: Litigation & Risk Management,

SEC’s Co-Chief of Enforcement (Asset Management Unit) Describes Enforcement Priorities for the Year

Publish Date: 03/03/15

Practice Areas: Litigation & Risk Management, Hedge Funds,

Second Circuit Warns That Omission In Public Filings May Constitute Actionable Securities Fraud

Publish Date: 02/18/15

Practice Areas: Litigation & Risk Management, Securities And Corporate Finance, Hedge Funds,

FTC Announces New Thresholds for the Hart-Scott-Rodino Antitrust Improvements Act of 1976

Publish Date: 02/04/15

Practice Areas: Litigation & Risk Management, Securities And Corporate Finance, Hedge Funds,

A Federal District Court Rejects Effort To Limit Newman Decision and Its Impact on Insider Trading Law

Publish Date: 01/26/15

Practice Areas: Litigation & Risk Management, Securities And Corporate Finance, Hedge Funds,

SEC’s Division of Corporation Finance Will Express “No Views” on Conflicting Shareholder Proposals for the Remainder of the Current Proxy Season

Publish Date: 01/26/15

Practice Areas: Mergers And Acquisitions, Securities And Corporate Finance, Investor Activism, Hedge Funds,

SEC Announces 2015 Examination Priorities

Publish Date: 01/20/15

Practice Areas: Hedge Funds,

Qualified Charitable Distributions from IRAs Extended for 2014

Publish Date: 12/19/14

Practice Areas: Estate Planning And Administration,

Second Circuit Narrows Definition of Insider Trading and Potentially Limits Future Actions Against Tippees

Publish Date: 12/17/14

Practice Areas: Litigation & Risk Management, Securities And Corporate Finance,

Second Circuit Provides Safe Harbor for Madoff Defendants

Publish Date: 12/15/14

Practice Areas: Bankruptcy / Workout, Litigation & Risk Management,

Hedge Funds – Update Regarding FATCA Compliance Issues

Publish Date: 12/12/14

Practice Areas: Tax, Hedge Funds,

Victory for Kleinberg Kaplan Clients in U.S. Court of Appeals

Publish Date: 12/09/14

Practice Areas: Bankruptcy / Workout, Litigation & Risk Management,

First Department Extends Common Interest Privilege

Publish Date: 12/09/14

Practice Areas: Litigation & Risk Management,

Hedge Funds – Tax Issues and Planning to Consider Before Year-End

Publish Date: 11/11/14

Practice Areas: Tax, Hedge Funds,

SEC Charges Nearly Three Dozen Insiders for Delinquent Schedule 13D/13G and Form 4 Filings

Publish Date: 10/21/14

Practice Areas: Securities And Corporate Finance, Hedge Funds,

CFTC Issues Exemptive Relief for Funds Using General Solicitation Pursuant to SEC Rule

Publish Date: 10/09/14

Practice Areas: Securities And Corporate Finance, Hedge Funds,

SEC Considers Pershing Square’s Opinion as to the Value of Herbalife Material

Publish Date: 10/01/14

Practice Areas: Securities And Corporate Finance,

IRS Issues Chief Counsel Advice on Self-Employment Tax

Publish Date: 09/10/14

Practice Areas: Tax, Securities And Corporate Finance, Private Equity Funds, Hedge Funds,

ISDA Issues 2014 Credit Derivatives Definitions and Related Protocol

Publish Date: 09/08/14

Practice Areas: Derivatives, Commodities, Securities And Corporate Finance, Hedge Funds,

Safer Harbor: Foreign Transactions May Be Beyond The Reach of a Bankruptcy Trustee

Publish Date: 07/09/14

Practice Areas: Bankruptcy / Workout, Litigation & Risk Management, Securities And Corporate Finance,

IRS Issues Final Instructions for New FATCA Forms

Publish Date: 06/27/14

Practice Areas: Tax, Hedge Funds,

Foreign Bank Account Reporting (FBAR) –Changes to Form and Procedure–

Publish Date: 06/12/14

Practice Areas: Tax, Hedge Funds,

An arbitration by any other name…

Publish Date: 04/30/14

Practice Areas: Litigation & Risk Management,

Changes to NY Trust & Estate Tax Treatment

Publish Date: 04/08/14

Practice Areas: Estate Planning And Administration,

Analyst Indicted for Stealing Hedge Fund Trading Data

Publish Date: 04/01/14

Practice Areas: Litigation & Risk Management, Hedge Funds,

FATCA Extension Announced

Publish Date: 03/31/14

Practice Areas: Tax, Hedge Funds,

–FATCA– What Hedge Fund Managers Need To Do Now

Publish Date: 02/28/14

Practice Areas: Hedge Funds,

New Yorkers Take Note – Action May Be Needed By March 31

Publish Date: 02/05/14

Practice Areas: Estate Planning And Administration,

Hedge Funds – Tax Issues and Planning to Consider Before Year-End

Publish Date: 12/04/13

Practice Areas: Tax, Private Equity Funds, Hedge Funds,

Managers and Managing Members of Delaware LLCs May Face Default Fiduciary Duty Risks

Publish Date: 09/02/13

Practice Areas: Securities And Corporate Finance,

Allocation of “Ticking Fees” Under LSTA Par/Near Par Trade Confirmations

Publish Date: 07/31/13

Practice Areas: Bank Debt and Claims Trading, Bankruptcy / Workout, Private Equity Funds, Hedge Funds,

IRS Extends FATCA Deadlines by Six Months

Publish Date: 07/11/13

Practice Areas: Tax, Hedge Funds,

SEC Issues Changes to Rule 506 Allowing General Solicitation and Advertising in Certain Private Placements

Publish Date: 07/09/13

Practice Areas: Securities And Corporate Finance, Hedge Funds,

Felons and Bad Actors Prohibited From Using the Rule 506 Exemption

Publish Date: 07/09/13

Practice Areas: Securities And Corporate Finance, Hedge Funds,

AIFMD Set to Take Effect in July 2013

Publish Date: 05/31/13

Practice Areas: Private Equity Funds, Hedge Funds,

Adherence with the ISDA Dodd-Frank March 2013 Protocol

Publish Date: 05/31/13

Practice Areas: Derivatives, Commodities, Hedge Funds,

Custody Rule Violations Observed During SEC Examinations

Publish Date: 04/22/13

Practice Areas: Hedge Funds,

Compliance Date Approaches for Obtaining LEI/CICI Identifiers

Publish Date: 03/31/13

Practice Areas: Securities And Corporate Finance,

Novel Analysis of Insider Trading Law in the Cuban Case Lives On

Publish Date: 03/07/13

Practice Areas: Securities And Corporate Finance,

Compliance Date Approaches for Adherence with the ISDA Dodd-Frank Protocol

Publish Date: 02/28/13

Practice Areas: Commodities, Securities And Corporate Finance, Private Equity Funds, Hedge Funds,

Bankruptcy Reform

Publish Date: 12/31/12

Practice Areas: Bankruptcy / Workout,

CFTC Gives Funds-of-Funds Temporary No-Action Relief from CPO Registration

Publish Date: 12/18/12

Practice Areas: Commodities, Securities And Corporate Finance, Hedge Funds,

Compliance Dates Extended for End-user Adherence with the ISDA August 2012 Dodd-Frank Protocol

Publish Date: 12/17/12

Practice Areas: Commodities, Securities And Corporate Finance, Private Equity Funds, Hedge Funds,

FX Swaps and FX Forwards Exempted from Definition of

Publish Date: 12/06/12

Practice Areas: Commodities, Securities And Corporate Finance, Hedge Funds,

Hedge Funds – Tax Issues and Planning to Consider Before Year-End 2012

Publish Date: 11/12/12

Practice Areas: Tax, Hedge Funds,

End-user Adherence with the ISDA August 2012 Dodd-Frank Protocol

Publish Date: 10/31/12

Practice Areas: Derivatives, Hedge Funds,

Commercial Leasing Issues

Publish Date: 10/31/12

Practice Areas: Real Estate Bankruptcy/Workout, Bankruptcy / Workout, Real Estate,

CFTC’s Position Limits Rule – Vacated and Remanded

Publish Date: 10/15/12

Practice Areas: Commodities, Securities And Corporate Finance, Hedge Funds,

Antitrust Filing Mistakes Can Cost Activists

Publish Date: 09/30/12

Practice Areas: Mergers And Acquisitions, Investor Activism, Hedge Funds,

Disclosure of Wells Notices Not Required by Section 10(b)

Publish Date: 08/31/12

Practice Areas: Litigation & Risk Management, Private Equity Funds, Hedge Funds,

Getting Indemnification Right

Publish Date: 07/31/12

Practice Areas: Mergers And Acquisitions,

Is it time to pay gift tax?

Publish Date: 06/19/12

Practice Areas: Estate Planning And Administration,

June 30th Deadline – Foreign Bank Account Reporting (FBAR)

Publish Date: 06/17/12

Practice Areas: Tax, Hedge Funds,

Impact of the JOBS Act on Hedge Funds and Private Equity Funds

Publish Date: 05/01/12

Practice Areas: Private Equity Funds, Hedge Funds,

Whistler Beware: Court of Appeals Puts Advisers’ Compliance Officer at Risk

Publish Date: 04/30/12

Practice Areas: Litigation & Risk Management,

IRS Offshore Voluntary Disclosure Program – Practical Q&A

Publish Date: 03/21/12

Practice Areas: Tax, Hedge Funds,

Time May Be Running Out – Congress To Act This Month

Publish Date: 11/08/11

Practice Areas: Estate Planning And Administration,

Current Estate Planning Topics of Interest

Publish Date: 11/08/11

Practice Areas: Estate Planning And Administration,

New York Super Lawyers and Rising Stars: 8 Kleinberg Kaplan Attorneys Recognized

Publish Date: 09/29/11

Practice Areas: Employment Litigation, Real Estate Funds, Shopping Center/Retail, Distressed Real Estate Assets, Joint Venture, Real Estate Bankruptcy/Workout, Medical Office Buildings, Investment Fund Litigation and Regulatory Defense, Commercial and Corporate Litigation, Derivatives, Continuity Planning, Commodities, Bank Debt and Claims Trading, Bankruptcy / Workout, Executive Compensation, Tax, Mergers And Acquisitions, Securities And Corporate Finance, Investor Activism, Real Estate, Estate Planning And Administration, Private Equity Funds, Hedge Funds,

Proxy Access Rule Vacated by D.C. Court of Appeals in Blow to Activist Investors

Publish Date: 07/25/11

Practice Areas: Securities And Corporate Finance,

SEC Sets Parameters of Family Office Exemption from Advisers Act Registration

Publish Date: 07/11/11

Practice Areas: Securities And Corporate Finance, Hedge Funds,

SEC Adopts Rules Implementing Private Fund Manager Registration

Publish Date: 06/21/11

Practice Areas: Securities And Corporate Finance, Hedge Funds,

SEC Intends to Increase Dollar Thresholds for

Publish Date: 05/18/11

Practice Areas: Securities And Corporate Finance, Private Equity Funds, Hedge Funds,

Model Privacy Form Adopted Under Gramm-Leach-Bliley Act

Publish Date: 04/18/11

Practice Areas: Securities And Corporate Finance, Hedge Funds,

SEC Expected to Consider Postponing Investment Adviser Registration Deadline to First Quarter 2012

Publish Date: 04/10/11

Practice Areas: Securities And Corporate Finance, Hedge Funds,

SEC Adopts Amendments to Part 2 of Form ADV

Publish Date: 01/24/11

Practice Areas: Securities And Corporate Finance, Hedge Funds,

Language Trumps Logic in Indemnification Clauses

Publish Date: 08/10/10

Practice Areas: Litigation & Risk Management,

Hedge Fund Investments in Real Estate Legal and Tax Issues

Publish Date: 04/30/07

Practice Areas: Real Estate, Hedge Funds,

Attorney Articles


Hedge Funds—Tax Issues and Planning to Consider Before Year-End

Publish Date: 12/06/16

Practice Areas: Tax, Hedge Funds,

Planning with Mirco-Captive Insurance Companies After the PATH Act

Publish Date: 11/04/16

Practice Areas: Estate Planning And Administration,

New York is the new Delaware for going-private mergers

Publish Date: 05/25/16

Practice Areas: Litigation & Risk Management,

New York’s Highest Court Resolves Statute of Limitations Issue in RMBS Put-Back Litigation

Publish Date: 06/15/15

Practice Areas: Litigation & Risk Management,

Recent Cases Reduce the Impact of Newman on Insider Trading Enforcement

Publish Date: 05/14/15

Practice Areas: Litigation & Risk Management, Hedge Funds,

A Primer On Construction Loan Disbursement Requests

Publish Date: 08/11/14

Practice Areas: Real Estate Funds, Real Estate,

Everything you wanted to know about contractual boilerplate: Play chess, not checkers

Publish Date: 03/02/14

Practice Areas: Litigation & Risk Management,

SAC and Cuban change little for most managers

Publish Date: 11/24/13

Practice Areas: Securities And Corporate Finance,

Gift Splitting Where the Spouse Is a Beneficiary

Publish Date: 11/07/12

Practice Areas: Estate Planning And Administration,

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