Steve Schultz focuses on counseling clients in the investment management and financial services businesses, including investment advisors (registered and unregistered), portfolio managers, securities and commodities traders, investment funds engaging in a variety of investment activities and trading strategies, broker-dealers and underwriters. Steve structures and forms private investment funds and related management companies, serves as outside general counsel to investment funds and investment advisors, represents clients in a variety of corporate, securities and finance transactions, and provides real-time advice to persons engaged in active trading of securities positions.
BAR ADMISSION:
1975, New York
EDUCATION:
New York University School of Law (LL.M. in Taxation, 1981; J.D., 1974)
State University of New York at Stony Brook (B.S., cum laude, 1971)
MEMBER:
New York City Bar Association (Securities Regulation Committee, 2005 -)
American Bar Association (Section on Corporation, Banking and Business Law)
New York County Lawyers' Association (Committee on Securities and Exchanges, 1978-1980)
PUBLICATIONS:
"An Update on Hedge Funds," Business Law Today, September/October 1997 at 58
"Steps for Organizing a Broker Dealer," Private Asset Management, January 27, 1997 at 11
"Handling Hedge Funds-Navigating the Regulatory Maze," Business Law Today, May/June 1996, at 54
"Watch Out for Commodities Law Compliance," Private Asset Management, December 18, 1995, at 9
"Performance-Based Fees Under the Investment Advisers Act of 1940," The Business Lawyer, February, 1984
