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STEPHEN M. SCHULTZ

PARTNER

ADDRESS

551 Fifth Avenue, 18th Floor
New York, NY 10176

DIRECT DIAL

212.880.9840

EMAIL

sschultz@kkwc.com

Steve Schultz focuses on counseling clients in the investment management and financial services businesses, including investment advisors (registered and unregistered), portfolio managers, securities and commodities traders, investment funds engaging in a variety of investment activities and trading strategies, broker-dealers and underwriters. Steve structures and forms private investment funds and related management companies, serves as outside general counsel to investment funds and investment advisors, represents clients in a variety of corporate, securities and finance transactions, and provides real-time advice to persons engaged in active trading of securities positions.

EDUCATION

New York University School of Law (LL.M. in Taxation, 1981; J.D., 1974)
State University of New York at Stony Brook (B.S., cum laude, 1971)

BAR ADMISSION

1975, New York

MEMBER

New York City Bar Association (Securities Regulation Committee, 2005 -)
American Bar Association (Section on Corporation, Banking and Business Law)
New York County Lawyers' Association (Committee on Securities and Exchanges, 1978-1980)

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